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GET /v1/dilution/lockups

List lockup schedules with start/end dates, parties, and conditions. Verification block on every row.
Audience: application and coding agent.

Canonical metadata

  • requestId
  • traceparent
  • verification
  • provenance

Query parameters

ParamTypeDescription
tickerstringIssuer ticker.
cikstringSEC CIK.
accession_numberstringMatch a specific filing.
filed_at_from / filed_at_toISO dateBounds on filed_at.
cursorintFrom prior page’s nextCursor.
limitint (1–50, default 10)Page size.
viewenumResponse shape.

Example request

curl -X GET \
  -H "x-api-key: $OMNI_DATASTREAM_API_KEY" \
  -H "omni-version: 2026-03-19" \
  "https://api.secapi.ai/v1/dilution/lockups?ticker=ACME"

Example response

{
  "object": "list",
  "data": [
    {
      "object": "dilution_lockup",
      "id": "dil_lock_acme_2026_a",
      "ticker": "ACME",
      "cik": "0001234567",
      "accessionNumber": "0001234567-26-001234",
      "title": "Officers and directors lockup",
      "timePeriod": "180 days",
      "startDate": "2026-02-19",
      "endDate": "2026-08-18",
      "sharesAmount": 5800000,
      "lockUpParties": [
        { "party": "Jane Doe (CEO)", "role": "officer" },
        { "party": "John Roe (CFO)", "role": "officer" },
        { "party": "Acme Holdings LP", "role": "5%_holder" }
      ],
      "filedAt": "2026-02-12T20:31:00.000Z",
      "verification": {
        "sourceSpan": "424b5#section-7#char[3100..3460]",
        "extractionTraceId": "lf_2026q1_acme_lockup_extract",
        "confidence": 0.93,
        "crossValidations": [
          { "name": "duration_consistent", "passed": true }
        ],
        "modelVersion": "dilution-v1.4",
        "verifiedAt": "2026-02-12T20:34:18.000Z"
      }
    }
  ],
  "hasMore": false,
  "nextCursor": null,
  "requestId": "req_example_123",
  "traceparent": "00-4bf92f3577b34da6a3ce929d0e0e4736-00f067aa0ba902b7-01"
}

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Failure posture

  • treat non-2xx responses as contract-aware failures, not free-form errors
  • preserve requestId and traceparent