Get v1 dilution nasdaq compliance

GET /v1/dilution/nasdaq-compliance

List Nasdaq deficiency notices with status and remediation tracking. Ordered by date desc. Verification block on every row.

Audience: application and coding agent.

Canonical metadata

• requestId
• traceparent
• verification
• provenance

Query parameters

Param	Type	Description
ticker	string	Issuer ticker.
status	string	Filter (pending, in_compliance, delinquent).
date_from / date_to	ISO date	Bounds on date.
cursor	int	From prior page’s nextCursor.
limit	int (1–50, default 10)	Page size.
view	enum	Response shape.

Example request

curl -X GET \
  -H "x-api-key: $OMNI_DATASTREAM_API_KEY" \
  -H "omni-version: 2026-03-19" \
  "https://api.secapi.ai/v1/dilution/nasdaq-compliance?ticker=ACME"

Example response

{
  "object": "list",
  "data": [
    {
      "object": "dilution_nasdaq_compliance",
      "id": "ndq_a1b2c3d4e5",
      "ticker": "ACME",
      "date": "2026-01-15",
      "deficiency": "Bid Price",
      "company": "Acme Corp",
      "market": "Nasdaq Capital Market",
      "risk": "low",
      "status": "pending",
      "verification": {
        "sourceSpan": "https://api.nasdaq.com/.../listing#row-12",
        "extractionTraceId": "ndq_extract_2026_01_15",
        "confidence": 0.6,
        "crossValidations": [],
        "modelVersion": "nasdaq-rules-v1",
        "verifiedAt": "2026-01-15T14:00:00.000Z"
      }
    }
  ],
  "hasMore": false,
  "nextCursor": null,
  "requestId": "req_example_123",
  "traceparent": "00-4bf92f3577b34da6a3ce929d0e0e4736-00f067aa0ba902b7-01"
}

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Failure posture

• treat non-2xx responses as contract-aware failures, not free-form errors
• preserve requestId and traceparent